Delivers the world of banking regulations to your fingertips
The only comprehensive resource of its kind, Regulation of Foreign Banks, Fourth
Edition reflects all the legislative changes that are reshaping the banking industry, and
how they affect the operations of banks and financial institutions based in the U.S. and
in other major financial centers.
Essential resource for professionals in the financial institutions field
An invaluable tool for professionals involved in advising banks and other financial
institutions operating or contemplating operations in the United States or any of the
covered countries, this three-volume set stands alone as the definitive work in the field.
Featuring contributions from leading experts, both in the U.S. and abroad
Leading international authorities provide clear guidance and analysis of all pertinent
issues. The two-part treatise is organized as detailed below.
Volume 1, Regulation of Foreign Banks: Volume 1 addresses all legal and regulatory
issues faced by foreign-owned financial institutions conducting business in U.S. markets,
from entry requirements to taxation.
Youll find expert analysis and guidance spanning the full spectrum of topics including:
- The federal regulatory structure for foreign banks
- Financial holding companies
- Foreign acquisitions of U.S. banks
- Capital adequacy standards
- Securities and related activities of foreign banks
- Issuance and listing of bank securities
- State banking regulations
- Reserve requirements
- F.D.I.C. insurance
- Non-banking activities
- Branch and agency taxation
Volumes 2 & 3, Banking Laws of Major Countries and the European Union: Volumes 2
and 3 of Regulation of Foreign Banks are the definitive survey of banking laws worldwide.
These two volumes provide detailed overviews and analysis of banking laws in 16 major
countries and the European Union.
Clear and accurate guidance on all pertinent issues involved in establishing and
maintaining banking operations in major financial centers, including:
- Australia
- Brazil
- Canada
- China
- European Union
- France
- Germany
- Hong Kong
- Italy
- Japan
- Korea
- Mexico
- The Netherlands
- Singapore
- Spain
- Switzerland
- United Kingdom
Table of contents
Volume 1
1. Forms of Entry, Operation, Expansion, and Supervision of Foreign Banks in the United
States, John C. Dugan & James A. McLaughlin
2. State Regulation of Foreign Banks, Elizabeth T. Davy & Kathleen A. Scott
3. U.S. Law Considerations Applicable to Foreign Bank Acquisitions of U.S. Banking
Institutions, Jeffrey D. Berman, Arthur S. Long & Tomer Seifan
4. Capital Regulation and Supervision of International Banking Organizations, Joyce M.
Hansen, Ivan J. Hurwitz & Diane L. Virzera
5. Federal Reserves Reserve Requirements on Deposits as Applied to Branches and Agencies
of Foreign Banks, Bradley K. Sabel
6. FDIC Insurance and Regulation of U.S. Branches of Foreign Banks, John C. Dugan, Peter
L. Flanagan & E. Jason Albert
7. Issuance and Listing of Securities By Foreign Banks and the U.S. Securities Laws,
Michael Gruson, Andrew B. Janszky & Jonathan M. Weld
8. Foreign Banks as Investment Companies Under the Investment Company Act of 1940, Michael
Gruson
9. Nonbanking Activities of Foreign Banks Operating in the United States, Michael Gruson
10. Foreign Banks and the Financial Holding Company, Michael Gruson
11. Securities Activities of Foreign Banks in the U.S., Bradley K. Sabel & Jonathan M.
Weld
12. Transactions Between Banks and Affiliated Entities, Robert E. Mannion & Lisa R.
Chavarria
13. Selected Issues in U.S. Taxation of the Branches and Agencies of Foreign Banks,
Lawrence E. Crouch
14. U.S. Regulation of International Activities of U.S. Banking Organizations, Derek M.
Bush & Paul E. Glotzer
Volume 2
1. Banking Regulation in Australia, William R. Jones, Australian Prudential Regulatory
Authority
2. Banking Regulation in Brazil, Antonio Mendes and Bruno Balduccini, Pinheiro Neto
Advogados, Sco Paulo
3. Banking Regulation in Canada, Elizabeth R. Shriver, Osler, Hoskin & Harcourt,
Toronto and James Lisson, Fasken Martineau DuMoulin, London
4. Banking Regulation in China, Philip B. Gilligan, Deacons, Hong Kong
5. Banking Regulation of the European Union, Michael Gruson, Shearman & Sterling, New
York
6. Banking Regulation in France, Ralph Reisner, University of California, San Diego,
assisted by Freshfields, Paris
Volume 3
7. Banking Regulation in Germany, Michael Gruson, Shearman & Sterling, New York
8. Banking Regulation in Hong Kong, Rosaline O.W. Cheung and Alvin J. Hui, Johnson Stokes
& Master, Hong Kong
9. Banking Regulation in Italy, Giuseppe Scassellati-Sforzolini and Valentina Zadra,
Cleary, Gottlieb, Steen & Hamilton, Rome
10. Banking Regulation in Japan, Masayuki Yoshida, Nagashima Ohno & Tsunematsu, Tokyo
11. Banking Regulation in Korea, Kye Sung Chung and Chun Pyo Jhong, Kim & Chang, Seoul
12. Banking Regulation in Mexico, Thomas S. Heather, White & Case, S.C., Mexico D.F.
13. Banking Regulation in the Netherlands, Marcel Peeters and Pim Rank, NautaDutilh,
Amsterdam
14. Banking Regulation in Singapore, Chew Mun Yew, American Express International,
Singapore
15. Banking Regulation in Spain, Rafael Sebastian and Jaime Pereda, Urma & Menindez,
Madrid
16. Banking Regulation in Switzerland, Eva H. G. Hüpkes, Swiss Federal Banking
Commission, Bern
17. Banking Regulation in the United Kingdom, Guy Morton, Freshfields, London
Hardback
3 volume
